Permitting Transfer/Processing Operations and Facilities
This page provides information and resources for permitting a transfer/processing operation or facility.
- What is a transfer/processing facility or operation?
- Which permit is needed for transfer/processing?
- Resources (regulations, advisories, tools, forms, and links).
- New Regulations Effective January 1, 2022(NEW!)
Please note that other local, State, or federal agencies may also have regulatory authority over solid waste facilities.
What is a transfer/processing facility or operation?
PRC Section 40194: “Solid waste facility” includes a solid waste transfer or processing station, a composting facility, a transformation facility, and a disposal facility.
PRC Section 40200: (a) “Transfer or processing station” or “station” includes those facilities utilized to receive solid wastes, temporarily store, separate, convert, or otherwise process the materials in the solid wastes, or to transfer the solid wastes directly from smaller to larger vehicles for transport, and those facilities utilized for transformation.
(b) “Transfer/processing station” or “station” does not include any of the following:
(1) A facility, whose principal function is to receive, store, separate, convert, or otherwise process in accordance with State minimum standards, manure.
(2) A facility, whose principal function is to receive, store, convert, or otherwise process wastes which have already been separated for reuse and are not intended for disposal.
(3) The operations premises of a duly licensed solid waste handling operator who receives, stores, transfers, or otherwise processes wastes as an activity incidental to the conduct of a refuse collection and disposal business in accordance with regulations adopted pursuant to Section 43309.
Which permit is required for transfer/processing facilities or operations?
The type of permit required for a transfer station depends on the amount of material being transferred or processed.
|Permit Tier||Type of Facility or Operation||Volume or Tonnage|
|Full||Large Volume||Greater than 100 tons per day (TPD)|
|Standardized||No TS/Processing Facilities in this Tier|
|Registration||Medium Volume||Greater than 15 TPD or 60 cy/day up to 100 TPD|
|Direct Transfer||Greater than 15 TPD or 60 cy/day up to 150 TPD|
|Secondary Material Processing Operation||Amount of residual material is more than 40 percent by weight of the total source separated material received.|
|Notification||Emergency Transfer Operation||Disaster or similar debris, established in a state of emergency|
|Sealed Container||Handles only waste previously placed in tightly closed containers with impermeable covers. Less than 96 hour storage.|
|Limited Volume||Less than 15 TPD or 60 cy/day|
|Secondary Material Processing Operation||Amount of residual material is less than 40 percent by weight of the total source separated material received.|
|Excluded or Not
Subject to Regulations
Use the Tier Placement Chart for Transfer/Processing Stations to help determine if an operation is excluded from the requirements of a permit or not subject to the regulations.
In determining the tonnage of solid waste received by a transfer/processing facility, the following materials shall not be included: materials received by a recycling center located within the facility, and by beverage container recycling programs in accordance with Public Resources Code sections 14511.7, 14518, or 14520, if the recycling activities are separated from the solid waste handling activities by a defined physical barrier or where the activities are otherwise separated in a manner approved by the enforcement agency [CCR Sections 17402(9) and 17402(11)].
|Regulations and Statutes Pertaining to Transfer/Processing Operations and Facilities|
|Transfer/Processing Regulatory Requirements||Title 14, Chapter 3, Article 6.0|
|State Minimum Standards||Title 14, Chapter 3, Articles 6.1, 6.2, 6.3, and 6.35|
|Transfer/Processing Plan||Title 14, Section 18221.5|
|Transfer/Processing Report||Title 14, Section 18221.6|
|Definitions (Statute)||PRC Sections 40194 and 40200|
|Definitions (Regulations)||Title 14, Section 17402|
|Definitions Regarding Excluded Activities||Title 14, Section 17402.5|
|Regulatory Tier Requirements||Title 14, Chapter 5, Article 3.0|
New Regulations Effective January 1, 2022
The passage of SB 1383 resulted in changes to Title 14 CCR, Division 7, Chapter 3.
|New CalRecycle Standards Pertaining to Transfer/Processing Facilities and Operations|
|Organic Waste Recovery Efficiency||14 CCR § 17409.5.1|
|Measuring Organic Waste Recovered from Mixed Waste Organic Collection Stream||14 CCR § 17409.5.2|
|Measuring Organic Waste in Material Removed from Mixed Waste Organic Collection Stream for||14 CCR § 17409.5.3|
|Measuring Organic Waste Recovered from Source Separated Organic Collection Stream||14 CCR § 17409.5.4|
|Measuring Organic Waste in Materials Removed from Source Separated Organic Collection Stream for Disposal||14 CCR § 17409.5.5|
|Source Separated Organic Waste Handling||14 CCR § 17409.5.6|
|Gray Container Waste Evaluations||14 CCR § 17409.5.7|
|Incompatible Materials Limit in Recovered Organic Waste||14 CCR § 17409.5.8|
|Alternatives to Measurement Protocols||14 CCR § 17409.5.9|
|Solid Waste Handling at Consolidation Sites||14 CCR § 17409.5.10|
|Solid Waste Handling at CO-Located Facilities or Operations||14 CCR §17409.5.10.5|
|Remnant Organic Material Separated from Gray Container Processing||14 CCR § 17409.5.11|
|Transfer/Processing EA Verification Requirements||14 CCR § 17409.5.12|
|Record Keeping and Reporting Requirements Organic Waste Recovery||14 CCR § 17414.2|
- Alternative Measurement Protocol Webpage
- Commenting on CEQA Projects and Other Land Use Developments Adjacent to Active or Closed Solid Waste Facilities
- Transfer Processing Report (TPR) Review Checklist
- Tier Placement Chart for Transfer/Processing Stations
- Tier Highlights Chart for Transfer/Processing Stations
- Permit Tier Placement Chart
- LEA Advisory No. 23: 1995 Inspection Guidance for Transfer Stations
- LEA Advisory No. 58: Methodology for Determining Compliance with the “Three-Part Test” of Transfer/Processing Facilities and Operations Regulations
- Top 10 Violations at Transfer Stations: See Annual Enforcement Report-Solid Waste Facilities Enforcement section
- Memorandum of Understanding Between Cal-OSHA and the CIWMB Regarding Worker Health and Safety Issues at Transfer/Processing Operations and Facilities